nep-pbe New Economics Papers
on Public Economics
Issue of 2025–12–08
ten papers chosen by
Thomas Andrén, Konjunkturinstitutet


  1. A Sufficient Statistics Approach to Optimal Corporate Taxes By Dustin L. Swonder; Damián Vergara
  2. Taxation Made Easy: A Cost-Benefit Analysis of Prefilled Sales Tax Returns By Foroogh Nazari Chamaki; Glenn P. Jenkins; Frank Milne
  3. Fiscal Autonomy and Tax Compliance:insights from Italy’s Municipal Waste Tax By Larysa Minzyuk; Rosaria Vega Pansini; Francesco Vidoli
  4. Dilution vs. Risk Taking: Capital Gains Taxes and Entrepreneurship By Eduardo M. Azevedo; Florian Scheuer; Kent Smetters; Min Yang
  5. Numerical Simulation of Reaching a Steady State: Effects of Using Progressive Income Tax and Public Assistance By Harashima, Taiji
  6. Transitional justice and post-conflict state capacity By Monika Nalepa; Simone Paci
  7. How to Forecast Corporate Income Tax Revenues By Sebastian Beer; Brian Erard; Tibor Hanappi
  8. Living in the present: tax practices in mediaval Denmark By Alex Boutry
  9. Taxing and nudging to reduce carbon emissions: Results from an online shopping experiment By Ambec, Stefan; Andersson, Henrik; Cezera, Stéphane; Kanay, Ayşegül; Ouvrard, Benjamin; Panzone, Luca A.; Simon, Sebastian
  10. A Reminder That Never Gets Old: Behavioral Effects of an Annual Pension Statement By Johannes Hagen; Amedeus Malisa; Andrea Schneider; Jana Schuetz

  1. By: Dustin L. Swonder; Damián Vergara
    Abstract: This paper characterizes the equity–efficiency tradeoff of corporate taxation using a stylized model that draws on the corporate investment and tax incidence literatures. We derive optimal corporate tax formulas in terms of estimable reduced-form elasticities and welfare weights on workers and firm owners. While much empirical work emphasizes investment responses, these elasticities do not feature in optimal tax formulas. The elasticity of taxable profits is a sufficient statistic for the efficiency costs of the corporate tax. Higher corporate tax rates are desirable when firm owners have low welfare weights, and less desirable when taxing profits reduces wages. These empirical objects remain central across extensions, including heterogeneous production technologies, tax sheltering, international capital mobility, monopsony, and linear labor income taxes. We survey the empirical literature and find that existing estimates can support a wide range of optimal tax rates. An inverse-optimum analysis provides combinations of welfare weights of workers and firm owners that would rationalize the post-2017 US corporate tax cut as optimal.
    JEL: H0
    Date: 2025–11
    URL: https://d.repec.org/n?u=RePEc:nbr:nberwo:34517
  2. By: Foroogh Nazari Chamaki (Department of Economics, Queens University, Kingston, Ontario Canada); Glenn P. Jenkins (Department of Economics, Queens University, Kingston, Ontario, Canada and Cambridge Resources International Inc.); Frank Milne (Department of Economics, Queens University, Kingston, Canada)
    Abstract: Small and medium-sized enterprises incur disproportionately high compliance costs under the current Goods and Services Tax/Harmonized Sales Tax (GST/HST) reporting system. To reduce these costs, some EU and Latin American countries have successfully adopted prefilled tax return systems supported by national e-invoicing infrastructures. Canada has not yet adopted this innovation. This study estimates the economic welfare improvement that would result if Canada were to implement a system of prefilled GST/HST returns. An integrated financial, economic, and stakeholder cost-benefit analysis is used. Implementation of a prefilled GST/HST return system in Canada is estimated to generate a present value of compliance cost savings over 10 years for GST-/HST-registered businesses of CAD 14.3 billion. Over 99% of these savings would accrue to over 3.7 million medium, small, and self-employed businesses. After netting out the costs of implementing this intervention, the economic welfare improvement for the economy would be CAD 13.6 billion. The additional income taxes collected due to the reduction in business costs have a positive budgetary impact on both the federal and provincial governments. Hence, after deducting estimated costs, the government’s net gain would be CAD 2.6 billion. The net after-tax gain by Canadian businesses would be approximately CAD 11 billion.
    Keywords: Prefilling GST/HST Return, Digitalization of Tax System, E-invoicing, Compliance Cost of GST/HST in Canada, SMEs, GST/HST filers, Goods and Services Tax/Harmonized Sales Tax Filers by Jurisdiction.
    JEL: H25 H26 H83 D61 O38
    Date: 2025–11–25
    URL: https://d.repec.org/n?u=RePEc:qed:dpaper:4639
  3. By: Larysa Minzyuk (Ufficio Parlamentare di Bilancio); Rosaria Vega Pansini (Ufficio Parlamentare di Bilancio); Francesco Vidoli (Department of Economics, Society & Politics, Università di Urbino Carlo Bo)
    Abstract: This paper investigates the determinants of local tax compliance focusing on Italy’s municipal waste tax (TARI). Despite the 2012 fiscal federalism reform that expanded local autonomy, fiscal evasion rates remain high and not homogeneous across territories. Using a balanced panel of 6, 846 municipalities over 2017-2023, we apply a dynamic panel approach to account for endogeneity, persistence, and unobserved heterogeneity in tax collection behaviour. The results show that civic engagement significantly enhances compliance, while generalized trust exerts a negative effect, suggesting that exclusive social ties may undermine fiscal responsibility. These findings highlight the behavioural foundations of local tax performance and indicate that fiscal autonomy alone is insufficient to foster compliance without supportive social capital. To assess whether these relationships are spatially homogeneous, we extend the analysis by implementing a local System GMM estimation, which reveals substantial regional heterogeneity and underscores the spatially contingent nature of fiscal behaviour. These results call for spatially tailored fiscal policies that integrate institutional capacity with the social foundations of compliance.
    Keywords: Tax compliance, Fiscal federalism, Local taxation, Social capital, Municipal finance, System GMM
    JEL: C23 H26 H71 H77 Z13
    Date: 2025
    URL: https://d.repec.org/n?u=RePEc:urb:wpaper:25_02
  4. By: Eduardo M. Azevedo; Florian Scheuer; Kent Smetters; Min Yang
    Abstract: Recent proposals to tax unrealized capital gains or wealth have sparked a debate about their impact on entrepreneurship. We show that accrual-based taxation creates two opposing effects: successful founders face greater dilution from advance tax payments, whereas unsuccessful founders receive tax credits that effectively provide insurance. Using comprehensive new data on U.S. venture capital deals, we find that founder returns remain extremely skewed, with 84% receiving zero exit value while the top 2% capture 80% of total value. Moving from current realization-based to accrual-based taxation would reduce founder ownership at exit by 25% on average but would also increase the fraction receiving positive payoffs from 16% to 47% when tax credits are refunded. Embedding these distributions in a dynamic career choice model, we find that founders with no or moderate risk aversion prefer the current realization-based tax system, while more risk-averse founders prefer accrual-based taxation. We estimate that a 2% annual wealth tax has a similar impact on dilution as taxing unrealized capital gains but produces no risk-sharing benefits due to the absence of tax credits in case of down rounds.
    JEL: D86 H2 H3
    Date: 2025–11
    URL: https://d.repec.org/n?u=RePEc:nbr:nberwo:34512
  5. By: Harashima, Taiji
    Abstract: In a heterogeneous population, a steady state cannot necessarily be guaranteed unless a government appropriately intervenes. I numerically simulate whether a steady state can be reached by means of progressive income taxes and public assistance in the case that households are heterogeneous in probabilities of obtaining persistent rent incomes. Simulation results indicate that, in many cases, a steady state can be reached, but at the same time a high level of economic inequality is generated. This occurs because progressive income taxes can “confiscate” persistent rent incomes, but they cannot compensate for the extracted economic resources resulting from rent incomes. Simulation results also indicate that large-scale public assistance is needed to reduce inequality, but it will be difficult to actually implement due to difficulties in distinguishing between persistent rent incomes and other types of income. As a result, a high level of economic inequality will remain even with progressive income taxes.
    Keywords: Economic rents; Income Tax; Public Assistance; Simulation; Steady state
    JEL: E17 H21 H24 H55 I38
    Date: 2025–11–17
    URL: https://d.repec.org/n?u=RePEc:pra:mprapa:126188
  6. By: Monika Nalepa; Simone Paci
    Abstract: How can states rebuild fiscal capacity after a civil war? Trust in political institutions and trust in fellow citizens are cornerstones of tax compliance, necessary for a functioning fiscal contract. We posit that transitional justice (TJ) can influence both channels. We use a simple game of tax compliance to represent the trade-off posed by TJ, which at the same time affects trust towards other citizens and in political institutions.
    Keywords: Transitional justice, Civil conflict, Taxation, Post-conflict, State capacity, Game theory
    Date: 2025
    URL: https://d.repec.org/n?u=RePEc:unu:wpaper:wp-2025-92
  7. By: Sebastian Beer; Brian Erard; Tibor Hanappi
    Abstract: Corporate income tax (CIT) collections are among the most difficult revenues to forecast—even with adequate staffing, comprehensive data, and a stable tax design. In practice, forecasting units typically operate under less ideal conditions. As institutional constraints take time to ease, this Note sets out a practical toolkit of methods to strengthen forecasting capacity across a wide range of country contexts. It outlines techniques that provide unbiased forecasts even when the impact of past reforms is only partially known, introduces approaches to account for ongoing and prospective policy changes to leverage time-series approaches, and highlights the potential efficiency gains achievable through structural modeling. A simple empirical assessment of forecasting specifications shows that parsimonious regression models, when backed by sufficient data, can improve prediction accuracy, even though the benchmark of assuming CIT revenues grow in line with GDP remains difficult to beat.
    Keywords: Corporate Income Tax; Tax Revenue Forecasting; Fiscal Policy; Tax Policy Changes; Economic Forecasting; Tax Base Elasticity; Microsimulation Models
    Date: 2025–11–24
    URL: https://d.repec.org/n?u=RePEc:imf:imfhtn:2025/010
  8. By: Alex Boutry (REIGENN - Représentations et identités. Espaces germanique, nordique et néerlandophone - SU - Sorbonne Université)
    Abstract: The evolution of the Danish tax system between the twelfth and fourteenth centuries illustrates a conflict between the desire to adapt to Western standards and the resistance of local populations attached to ancestral customs. The Danish kingdom, initially structured around an embryonic Nordic economy and tax system, gradually saw the emergence of a more complex tax system, influenced by the Roman Church and the southern kingdoms. This transformation led to a gradual loss of the unchanging freedoms of the bønder, who became subject to the fiscal will of an increasingly powerful king. Although refusals to adapt and attempts at revolt made themselves felt between the eleventh and twelfth centuries, the opposition faced by the royal power gradually diminished, allowing the legitimization of a fiscal policy that marked Denmark's integration into the feudal model of the Christian West.
    Abstract: L'évolution du système fiscal danois entre le XII e et le XIV e siècle illustre un conflit entre la volonté d'adaptation aux normes occidentales et la résistance des populations locales attachées aux coutumes ancestrales. Le royaume danois, initialement structuré autour d'une économie et d'une fiscalité embryonnaires nordiques, voit émerger progressivement un système fiscal plus complexe, influencé par l'Église romaine et les royaumes méridionaux. Cette transformation entraîne une perte progressive des libertés immuables des bønder, qui deviennent assujettis aux volontés fiscales d'un roi toujours plus puissant. Si les refus d'adaptation et les tentatives de révoltes se font sentir entre le XI e et le XII e siècle, l'opposition à laquelle le pouvoir royal fait face diminue progressivement, permettant la légitimation d'une politique fiscale marquant l'intégration du Danemark au modèle féodal de l'Occident chrétien.
    Keywords: tax revolts, tax policies, tax systems, taxation, révoltes fiscales economy, politiques fiscales, systèmes fiscaux, fiscalité, économie
    Date: 2025–11–18
    URL: https://d.repec.org/n?u=RePEc:hal:journl:hal-05371394
  9. By: Ambec, Stefan; Andersson, Henrik; Cezera, Stéphane; Kanay, Ayşegül; Ouvrard, Benjamin; Panzone, Luca A.; Simon, Sebastian
    Abstract: What can be done to reduce the carbon footprint of consumption? To answer this, we conducted an online shopping experiment that tested the effects of two policy tools: a carbon tax (at two levels) and a behavioral nudge in the form of a traffic light-style label indicating a product’s carbon footprint (green for low, orange for medium, and red for high). To disentangle the tax’s substitution effect from its income effect, we held consumers’ purchasing power constant. We find that the tax alone significantly reduces the carbon footprint per euro spent but not per basket purchased, implying that the reduction is driven purely by the income effect. The label alone makes consumers buy fewer red products and more green products, although without reducing significantly their carbon footprint. We do find some substitution effect and a significant reduction of the carbon footprint per basket only when the tax is high enough and combined with the label. Next, we perform a welfare analysis grounded on a theoretical framework that accommodates for several assumptions about consumer’s preferences and motivations. We estimate the loss of consumer’s surplus from nudging consumers with the label. We also estimate the consumers’ valuation of a ton of CO2 avoided when they care about their climate impact.
    Keywords: Carbon tax; nudge; green label; carbon footprint; climate change; moral; behavior.
    JEL: D12 D90 H23 Q58
    Date: 2025–12–02
    URL: https://d.repec.org/n?u=RePEc:tse:wpaper:131148
  10. By: Johannes Hagen; Amedeus Malisa; Andrea Schneider; Jana Schuetz
    Abstract: We study the behavioral effects of a large-scale, repeated, and personalized reminder. Our empirical setting is Sweden’s annual pension statement, which is rolled out region by region to all working-age individuals. Combining this variation with unique individual-level user data from the national pension dashboard, we find strong and immediate effects. Dashboard users' likelihood of making a pension forecast rises by 28 percentage points in the statement week-a fourfold increase-before returning to baseline within three weeks. Remarkably, similar spikes occur each year, indicating that repeated reminders consistently reactivate attention rather than losing their impact over time. Complementary regional data on actual pension claims show a 33% surge in weekly claims during the week the statement is sent out.
    Keywords: repeated nudge, retirement planning, pension dashboard, pension information, digital engagement
    JEL: D83 H55 J32
    Date: 2025
    URL: https://d.repec.org/n?u=RePEc:ces:ceswps:_12287

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