nep-eff New Economics Papers
on Efficiency and Productivity
Issue of 2025–12–15
eighteen papers chosen by
Angelo Zago, Universitàà degli Studi di Verona


  1. Total Factor Productivity and its determinants: an analysis of the relationship at firm level through unsupervised learning techniques By Paolo Pedotti
  2. A Generalized Control Function Approach to Production Function Estimation By Ulrich Doraszelski; Lixiong Li
  3. Valuing Output Losses and Potential Pesticide Reduction in French Wine Production: Integrating Agronomic Principles in Production Frontier By Dakpo, K Hervé; Latruffe, Laure; Desjeux, Yann
  4. The Role of Managerial and Organizational Practices in Explaining Productivity Differences: A Study of U.S. Food Manufacturing Firms By Geylani, Pinar Celikkol; Park, Timothy A.; Restrepo, Brandon J.
  5. Does integrating improved seeds with agronomic practices enhance farm performance? Evidence from rural Mozambique. By Asravor, Jacob; Wiredu, Alexander Nimo; Zeller, Manfred
  6. The Impact of Comprehensive Agricultural Water Pricing Policy on Grain Total Factor Productivity: Evidence from Major Grain Areas in China By Ye, Lei; Xu, Meng; Lin, Bin; Wang, Xiaoxi
  7. Parametric and Nonparametric Hedonic Frontier Models to Support Cattle Feeder Trading Decisions By Zapata, Samuel D.; Abello, Pancho; Anderson, David P.; Palma, Marco A.
  8. Shadow Price Signals in the Steel Sector: From Efficiency Gaps to Policy Maps By Giacomo Benini; Erik Enstad; Amare Alemaye Mersha; Luca Rossini
  9. Climate shocks and fertilizer responses: Field-level evidence for rice production in Bangladesh By Takeshima, Hiroyuki; Kishore, Avinash; Kumar, Anjani
  10. The Contribution of Soil Productivity to Farmland Value in Illinois By Flores, Ivan; Hutchins, Jared P.; Sherrick, Bruce J.; Mashange, Gerald
  11. Integrating Equity and Productivity in Health Evaluation By Hansen, Kristian S.; Moreno-Ternero, Juan D.; Østerdal, Lars Peter
  12. Importance of Conscience in Total Factor Productivity: An Economic Model By Harashima, Taiji
  13. A GAMLSS-based Optimal Quantile estimator for Stochastic Frontiers By Francesco Vidoli; Elisa Fusco
  14. A new family of models with generalized orientation in data envelopment analysis By V. J. Bolos; R Benitez; V. Coll-Serrano
  15. Unpacking Structural Polarisation: Economic Complexity and Productivity across Italian Territories By Giuseppe Simone
  16. Sectoral markups, factor substitution and factor-augmenting technical progress By Jaime Alonso-Carrera; María Jesús Freire-Serén; Xavier Raurich
  17. Impact of Cooperatives on Technical Efficiency and Technological Change in Dairy Farming in the State of Minas Gerais, Brazil By Basilio Tavares Ramos, Erica; Dias Paes Ferreira, Marcelo; De Carvalho Reis Neves, Mateus
  18. Shadow Price Signals in the Steel Sector: From Efficiency Gaps to Policy Maps By Benini, Giacomo; Enstad, Erik; Mersha, Amare Alemaye; Rossini, Luca

  1. By: Paolo Pedotti
    Abstract: The paper is related to the identification of firm's features which serve as determinants for firm's total factor productivity through unsupervised learning techniques (principal component analysis, self organizing maps, clustering). This bottom-up approach can effectively manage the problem of the heterogeneity of the firms and provides new ways to look at firms' standard classifications. Using the large sample provided by the ORBIS database, the analyses covers the years before the outbreak of Covid-19 (2015-2019) and the immediate post-Covid period (year 2020). It has been shown that in both periods, the main determinants of productivity growth are related to profitability, credit/debts measures, cost and capital efficiency, and effort and outcome of the R&D activity conducted by the firms. Finally, a linear relationship between determinants and productivity growth has been found.
    Date: 2025–11
    URL: https://d.repec.org/n?u=RePEc:arx:papers:2511.19627
  2. By: Ulrich Doraszelski; Lixiong Li
    Abstract: We develop a generalized control function approach to production function estimation. Our approach accommodates settings in which productivity evolves jointly with other unobservable factors such as latent demand shocks and the invertibility assumption underpinning the traditional proxy variable approach fails. We provide conditions under which the output elasticity of the variable input -- and hence the markup -- is nonparametrically point-identified. A Neyman orthogonal moment condition ensures oracle efficiency of our GMM estimator. A Monte Carlo exercise shows a large bias for the traditional approach that decreases rapidly and nearly vanishes for our generalized control function approach.
    Date: 2025–11
    URL: https://d.repec.org/n?u=RePEc:arx:papers:2511.21578
  3. By: Dakpo, K Hervé; Latruffe, Laure; Desjeux, Yann
    Keywords: Production Economics, Productivity Analysis, Research Methods/Statistical Methods
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:344050
  4. By: Geylani, Pinar Celikkol; Park, Timothy A.; Restrepo, Brandon J.
    Keywords: Productivity Analysis, Research and Development/Tech Change/Emerging Technologies, Production Economics
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:343704
  5. By: Asravor, Jacob; Wiredu, Alexander Nimo; Zeller, Manfred
    Keywords: Production Economics, Productivity Analysis, Crop Production/Industries
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:344063
  6. By: Ye, Lei; Xu, Meng; Lin, Bin; Wang, Xiaoxi
    Keywords: Crop Production/Industries, Productivity Analysis, Food Consumption/Nutrition/Food Safety
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:343865
  7. By: Zapata, Samuel D.; Abello, Pancho; Anderson, David P.; Palma, Marco A.
    Keywords: Demand and Price Analysis, Productivity Analysis, Production Economics
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:344028
  8. By: Giacomo Benini (Department of Business and Management Science, Norwegian School of Economics); Erik Enstad (Department of Business and Management Science, Norwegian School of Economics); Amare Alemaye Mersha (Department of Economics, Management and Quantitative Methods, University of Milan); Luca Rossini (Department of Economics, Management and Quantitative Methods, University of Milan; Fondazione Eni Enrico Mattei)
    Abstract: This study provides the first global, plant-level analysis of technical and environmental efficiency in steel production using data from 143 mills across 50 countries (2019–2023). Using a Stochastic Directional Distance Function, we estimate plants’ distance to the frontier and compute shadow prices of CO2e emissions. Results show efficient electric arc furnace mini-mills, common in North America, face high abatement costs and low inefficiency. Conversely, integrated plants in developing countries are inefficient but can abate cheaply, with Europe in between. Shadow prices remain well below carbon market rates, underscoring the need for tailored climate policies.
    Keywords: Decarbonization, Environmental Efficiency, Shadow Price of Emissions, Steel Industry, Stochastic Directional Distance Function, Technical Efficiency
    Date: 2025–11
    URL: https://d.repec.org/n?u=RePEc:fem:femwpa:2025.22
  9. By: Takeshima, Hiroyuki; Kishore, Avinash; Kumar, Anjani
    Keywords: Production Economics, Productivity Analysis, Research Methods/Statistical Methods
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:343591
  10. By: Flores, Ivan; Hutchins, Jared P.; Sherrick, Bruce J.; Mashange, Gerald
    Keywords: Land Economics/Use, Agricultural Finance, Production Economics
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:343880
  11. By: Hansen, Kristian S. (National Research Centre for the Working Environment (NFA), Copenhagen, Denmark); Moreno-Ternero, Juan D. (Department of Economics, Universidad Pablo de Olavide); Østerdal, Lars Peter (Department of Economics, Copenhagen Business School)
    Abstract: This paper develops a unified framework for evaluating health outcomes that jointly incorporates equity and productivity. Extending beyond traditional QALYs, PALYs, and the more recent PQALYs, we introduce a class of evaluation functions that integrate fairness- and productivity-sensitive principles. By imposing normative principles, includ-ing independence from measurement scales and Pigou-Dalton transfer properties, we ob-tain tractable power-form representations. In balancing distributive justice and efficiency, the framework provides a coherent foundation for assessing health interventions in con-texts where both equity and productive capacity are at stake.
    Keywords: Health; Productivity; Equity; Distribution; QALYs; PALYs; PQALYs
    JEL: D63 I10 J24
    Date: 2025–10–07
    URL: https://d.repec.org/n?u=RePEc:hhs:cbsnow:2025_009
  12. By: Harashima, Taiji
    Abstract: Conscience plays an important role in reciprocal and altruistic behaviors because it restrains people from behaving totally selfishly, but why is conscience necessary? In this paper, I construct a model that describes the relationship between conscience and total factor productivity and show that a higher level of conscience in an economy increases its total factor productivity through an increase in the benefits of a society (or an economy) resulting from a smaller amount of various kinds of selfish behaviors and activities. Therefore, conscience is an important factor to achieve high economic efficiency. On the basis of this model, I discuss why total factor productivity in a country under the rule of a dictatorship could be half of that of a stably democratic country because a dictatorship will often prevail if the level of conscience of people in a society is very low.
    Keywords: The benefit of group membership Conscience; Democracy; Dictatorship; Economic efficiency
    JEL: D24
    Date: 2025–11–01
    URL: https://d.repec.org/n?u=RePEc:pra:mprapa:126633
  13. By: Francesco Vidoli (Dipartimento di Economia, Societa', Politica, Universita' degli Studi di Urbino Carlo Bo); Elisa Fusco (Dipartimento di Statistica, Informatica, Applicazioni "G. Parenti", Universita' degli Studi di Firenze)
    Abstract: Efficiency in public services is an equity issue: inefficiency diverts resources from vulnerable populations who depend on public provision, while inaccurate measurement risks confounding structural disadvantage with managerial failure. To reply these issues, this paper proposes a new stochastic frontier estimator that combines Generalized Additive Models for Location, Scale and Shape (GAMLSS) with a data-driven optimal quantile criterion. By modelling the full conditional distribution of production outputs/costs, the approach captures non-linearity, heteroskedasticity and asymmetric inefficiency that traditional parametric frontier models cannot accommodate. Monte Carlo experiments, spanning linear, non-linear and endogenous inefficiency designs, show that the GAMLSS optimal quantile estimator systematically outperforms standard SFA and Fan-type corrections. An application to municipal waste management in Italy confirms its empirical advantages, revealing substantial heterogeneity in cost levels and dispersion. Results demonstrate that distributional flexibility is essential for fair benchmarking and targeted policy design in heterogeneous public service sectors.
    Keywords: Stochastic Frontier Analysis; Quantile Regression; Generalized Additive Models for Location, Scale and Shape; Municipal Waste Management
    JEL: C14 C23 D24 Q53
    Date: 2025–12
    URL: https://d.repec.org/n?u=RePEc:fir:econom:wp2025_12
  14. By: V. J. Bolos; R Benitez; V. Coll-Serrano
    Abstract: In the framework of data envelopment analysis, we review directional models \citep{Chambers1996, Chambers1998, Briec1997} and show that they are inadequate when inputs and outputs are improved simultaneously under constant returns to scale. Conversely, we introduce a new family of quadratically constrained models with generalized orientation and demonstrate that these models overcome this limitation. Furthermore, we extend the Farrell measure of technical efficiency using these new models. Additionally, we prove that the family of generalized oriented models satisfies some desired monotonicity properties. Finally, we show that the new models, although being quadratically constrained, can be solved through linear programs in a fundamental particular case.
    Date: 2025–12
    URL: https://d.repec.org/n?u=RePEc:arx:papers:2512.02630
  15. By: Giuseppe Simone
    Abstract: This paper investigates the structural foundations of regional productivity divergence in Italy through the lens of economic complexity. Leveraging a newly constructed Economic Complexity Index (ECI) at the NUTS-3 level, we examine how the sophistication and diversity of local productive structures shape long-run productivity trajectories of Italian provinces over the period 2000–2021. Empirical approach combines panel data models with instrumental variable (IV-GMM) techniques, spatial econometrics, and simultaneous equation systems (3SLS) to capture the direct, spatial, and bidirectional relationships between complexity and productivity. The findings reveal that economic complexity is a robust and consistent predictor of regional labour productivity. This association is particularly strong in Northern provinces, where institutional density and in- novation ecosystems amplify the returns to complexity, and where spatial spillovers from neighbouring territories enhance local outcomes. In contrast, Southern regions experience lower returns and limited externalities, reflecting persistent development traps. Crucially, I provide the first integrated empirical evidence of a cumulative, self-reinforcing loop between complexity and productivity: more complex regions become more productive, and more productive regions are better equipped to diversify into complex activities.
    Date: 2025–12
    URL: https://d.repec.org/n?u=RePEc:egu:wpaper:2536
  16. By: Jaime Alonso-Carrera (Universidade de Vigo); María Jesús Freire-Serén (Universidade de Vigo); Xavier Raurich (Universitat de Barcelona)
    Abstract: We measure sectoral price markups, elasticities of substitution between capital and labor, and rates of factor-augmenting technical change in the United States from 1947 to 2010. Our approach utilizes the user cost of capital to decompose firms' operating surplus into capital payments and profits, enabling a direct computation of sectoral price markups. The results reveal that these markups are time-varying and exhibit a positive trend since 1980 in both manufacturing and services, mirroring the observed behavior of markups in the aggregate economy. Additionally, we estimate the elasticities of substitution and the rates of technical progress for each sector. We find that the estimated values of these technological parameters vary significantly depending on the assumption regarding the market structure of sectoral goods: perfect or imperfect competition.
    Keywords: Price markups, sectoral productivity, elasticity of substitution, factor-augmenting technical change
    JEL: O11 O41 O47
    Date: 2025
    URL: https://d.repec.org/n?u=RePEc:ewp:wpaper:483web
  17. By: Basilio Tavares Ramos, Erica; Dias Paes Ferreira, Marcelo; De Carvalho Reis Neves, Mateus
    Keywords: Production Economics, Agricultural and Food Policy
    Date: 2024
    URL: https://d.repec.org/n?u=RePEc:ags:aaea24:343654
  18. By: Benini, Giacomo; Enstad, Erik; Mersha, Amare Alemaye; Rossini, Luca
    Abstract: This study provides the first global, plant-level analysis of technical and environmental efficiency in steel production using data from 143 mills across 50 countries (2019–2023). Using a Stochastic Directional Distance Function, we estimate plants’ distance to the frontier and compute shadow prices of CO2e emissions. Results show efficient electric arc furnace mini-mills, common in North America, face high abatement costs and low inefficiency. Conversely, integrated plants in developing countries are inefficient but can abate cheaply, with Europe in between. Shadow prices remain well below carbon market rates, underscoring the need for tailored climate policies.
    Keywords: Climate Change, Environmental Economics and Policy, Sustainability
    Date: 2025–11–07
    URL: https://d.repec.org/n?u=RePEc:ags:feemwp:376263

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