nep-sbm New Economics Papers
on Small Business Management
Issue of 2013‒11‒22
28 papers chosen by
Joao Carlos Correia Leitao
Universidade da Beira Interior and Universidade de Lisboa

  1. How global is R&D? Firm-level determinants of home country bias in R&D. By Belderbos, Rene; Leten, Bart; Suzuki, Shinya
  2. Reaching for the Stars: Exclusivity in Firm-University Links in the Pharmaceutical Industry. By Kelchtermans, Stijn; Belderbos, Rene; Leten, Bart; Desair, Steven
  3. (International) R&D collaboration and SMEs: The effectiveness of targeted public R&D support schemes. By Hottenrott, Hanna; Lopes Bento, Cindy
  4. Internationalization of R&D activities by multinational firms.. By Suzuki, Shinya
  5. Sources of spillovers for imitation and innovation. By Cappelli, Riccardo; Czarnitzki, Dirk; Kraft, Kornelius
  6. From Bricks to Brains: Increasing the Contribution of Knowledge-based Capital to Growth in Ireland By David Haugh
  7. LESS IS MORE? RESEARCH JOINT VENTURES AND ENTRY DETERRENCE By Paul O'Sullivan
  8. Thanks, but No Thanks: Firms’ Adoption of R&D Tax Credits. By Kelchtermans, Stijn; Neicu, Daniel; Teirlinck, Peter
  9. University spinoffs and the "Performance Premium". By Czarnitzki, Dirk; Rammer, Christian; Toole, Andrew A.
  10. Knowledge spillover effects at the sub-regional level. Theory and estimation By Andrea Bonaccorsi; Cinzia Daraio
  11. An examination of the factors influencing relationship building and performance in virtual R&D project teams By Nabila Jawadi; Dominique Bonet-Fernandez
  12. The Impact of R&D Cooperation on Drug Variety Offered on the Market: Evidence from the Pharmaceutical Industry By Tannista Banerjee; Ralph Siebert
  13. Identifying factors influencing Moroccan SMEs internationalization By Adama Tahirou Younoussi; Jamila Jouali; Salah Baba Arwata
  14. Organizing sustainable democratic firms: processes of regeneration as the design of new models of cooperation By Sébastien Gand; Mathias Béjean
  15. What types of firms tend to be more innovative: A study on Germany By Stephan Brunow; Valentina Nafts
  16. Who Creates Jobs? Estimating Job Creation Rates at the Firm Level By Huber, Peter; Oberhofer, Harald; Pfaffermayr , Michael
  17. Network structural properties for cluster long run dynamics. Evidence from collaborative R&D networks in the European mobile phone industry By Joan Crespo; Raphaël Suire; Jérôme Vicente
  18. Informal or formal financing? Or both? First evidence on the co-funding of Chinese firms. By Degryse, Hans; Lu, Liping; Ongena, Steven
  19. Patent Value and Citations: Creative Destruction or Strategic Disruption? By David S. Abrams; Ufuk Akcigit; Jillian Popadak
  20. Innovation - a New Guide By Jan Fagerberg
  21. Testing whether major innovation capabilities are systemic design capabilities: analyzing rule-renewal design capabilities in a case-control study of historical new business developments By Pascal Le Masson; Sylvain Lenfle; Benoît Weil
  22. Institutional Change and Academic Patenting: French Universities and the Innovation Act of 1999. By Della Malva, Antonio; Lissoni, Francesco; Llerena, Patrick
  23. Global sourcing and firm selection By Kohler, Wilhelm; Smolka, Marcel
  24. RESEARCH JOINT VENTURES: A BARRIER TO ENTRY? By Paul O'Sullivan
  25. A contingency approach of open innovation intermediaries - the management principles of the "intermediary of the unknown" By Marine Agogué; Elsa Berthet; Tobias Fredberg; Pascal Le Masson; Blanche Segrestin; Martin Stoetzel; Martin Wiener; Anna Yström
  26. Industrial Clusters and Economic Performance in Brazil By Jose Claudio Pires; Tulio Cravo; Simon Lodato; Caio Piza
  27. Establishments' and Regions' Cultural Diversity as a Source of Innovation: Evidence from Germany By Stephan Brunow; Bastian Stockinger
  28. Origin and emergence of entrepreneurship as a research field. By Meyer, M.; Libaers, D.; Thijs, Bart; Grant, K.; Glänzel, Wolfgang; Debackere, Koenraad

  1. By: Belderbos, Rene; Leten, Bart; Suzuki, Shinya
    Abstract: Despite an increasing internationalization of R&D activities by multinational firms, a major portion of corporate R&D still tends to be concentrated in firms’ home countries. We examine to what extent there exists a home country bias in the location of R&D activities of 156 major R&D intensive firms based in Europe, the US and Japan during 1995-2002 and develop hypotheses concerning the firm-level determinants of such home country bias. We define this bias as a share of global R&D activities conducted in the home country that is not proportional to the general attractiveness of the country for multinational firms' R&D activities. We find home bias to be the predominant pattern, but with substantial variation among firms. The extent of the bias increases with the degree of scale and scope economies in R&D, coordination costs of international R&D, and the embeddedness of firms’ R&D in home countries’ innovation systems. Technology leadership is associated with greater home bias if the home country provides relatively strong intellectual property rights protection and firms face potential knowledge dissipation abroad. Our findings imply that home country bias is to an important extent a response to the economics of R&D and centripetal forces favoring centralization of R&D.
    Keywords: R&D internationalization; location strategy; home country bias; innovation;
    Date: 2013–06
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/402579&r=sbm
  2. By: Kelchtermans, Stijn; Belderbos, Rene; Leten, Bart; Desair, Steven
    Abstract: This paper analyzes under which conditions joint basic research with academic ‘star’ scientists improves firms’ technological performance. Using data on 61 of the most R&D intensive firms in the biopharmaceutical sector in 1991-2003, we find that collaboration with academic stars for basic research increases inequality in technological performance across firms, with only the upper tail of the performance distribution benefiting from such partnerships. Further, we find that joint basic research with top academic scientists is more beneficial if the firm and the star also do joint applied work. Finally, we find a dual effect of firms’ exclusive access to academic stars, with a positive impact on technological performance for exclusive access to ‘translational’ stars versus a negative effect for exclusive access to ‘ivory tower’ stars.
    Keywords: innovation; Pharmaceutical Industry; Industry-science links; Star scientists;
    Date: 2013–03
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/408222&r=sbm
  3. By: Hottenrott, Hanna; Lopes Bento, Cindy
    Abstract: This study analyses the effectiveness of targeted public support for R&D investment. In particular, we test whether the specific policy design aiming at incentivizing (international) collaboration and R&D in small and mediumsized firms achieves the desired objectives on input as well as output additionality. Our results show that the targeted R&D subsidies accelerate R&D spending in the private sector, and especially so in the targeted groups. Further, we differentiate between privately financed R&D and subsidyinduced R&D investment to evaluate their respective effects on innovation performance. The results confirm that the induced R&D is productive as it translates into marketable product innovations. While both types of R&D investments trigger significant output effects, we find that the effect of subsidy-induced R&D investment is higher for firms that collaborate internationally as well as for SMEs.
    Keywords: innovation policy; subsidies; R&D; SMEs; international collaboration;
    Date: 2013–01
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/376331&r=sbm
  4. By: Suzuki, Shinya
    Date: 2012–03–12
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/340794&r=sbm
  5. By: Cappelli, Riccardo; Czarnitzki, Dirk; Kraft, Kornelius
    Abstract: We estimate the effect of R&D spillovers on sales realized by products new to the firm (imitation) and new to the market (innovation). It turns out that spillovers from rivals lead to more imitation, while inputs from customers and research institutions enhance original innovation.
    Keywords: innovation; imitation; spillovers;
    Date: 2013–09
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/415964&r=sbm
  6. By: David Haugh
    Abstract: With sound framework conditions, fine universities, good infrastructure and policies friendly towards foreign direct investment, Ireland scores high in international innovation scoreboards. Overall, policies to boost innovation and entrepreneurship are on the right track, but investment in knowledge-based capital could be made a more dynamic source of growth and jobs. While Ireland has made good progress towards building up its scientific capabilities, innovation capacity remains weaker than in other small advanced OECD countries, such as Austria, Denmark, Sweden and Switzerland. To become more effective, the innovation strategy should be simplified, with a drastic reduction in the number of government agencies involved in funding innovation, so as to better focus on strengthening the linkages between the business and academic communities. While attracting high-tech multinationals should remain central, there is potential to better develop spillovers between these firms and domestic SMEs, notably by establishing applied research centres. Entrepreneurship should be fostered by improving the business environment, including access to non-bank finance, streamlining the insolvency regime and transfer of intellectual property rights, and upgrading the broadband network. This working paper relates to the 2013 Economic Survey of Ireland (www.oecd.org/eco/surveys/ireland) De l'économie traditionnelle à l'économie du savoir : Accroître la contribution du capital intellectuel à la croissance en Irlande Avec des conditions-cadres propices, des universités de qualité, une bonne infrastructure et des politiques favorables à l’investissement direct étranger, l’Irlande figure en bonne place sur les tableaux de bord internationaux de l’innovation. Dans l’ensemble, les politiques de stimulation de l’innovation et de l’entrepreneuriat vont dans la bonne direction, mais il serait possible de faire de l’investissement en capital intellectuel une source plus dynamique de croissance et d’emplois. Si l’Irlande a bien progressé du point de vue du renforcement de ses capacités scientifiques, sa capacité d’innovation reste plus faible que celle d’autres petites économies avancées de l’OCDE, comme l’Autriche, le Danemark, la Suède et la Suisse. Pour devenir plus efficace, la stratégie d’innovation doit être simplifiée, avec une réduction draconienne du nombre d’organismes publics qui participent au financement de l’innovation, de façon à mieux se focaliser sur le resserrement des liens entre les entreprises et les milieux universitaires. Même s’il doit rester essentiel d’attirer des multinationales de haute technologie, il est possible de favoriser davantage les retombées entre ces entreprises et les PME nationales, notamment en créant des centres de recherche appliquée. Il faudrait stimuler l’entrepreneuriat en améliorant les conditions d’activité des entreprises, notamment l’accès aux financements non bancaires, la simplification du régime de faillite et le transfert de droits de propriété intellectuelle, et en mettant à niveau le réseau haut débit. Ce Document de travail se rapporte à l’Étude économique de l’OCDE de l’Irlande, 2013 (www.oecd.org/eco/etudes/irlande)
    Keywords: venture capital, higher education, innovation, Ireland, entrepreneurship, science, start-ups, internationalisation, R&D tax credits, insolvency, SME financing, intellectual property rights, direct foreign investment, ICT infrastructure, investissement direct, enseignement supérieur, Irlande, capital risque, droits de propriété intellectuelle, infrastructure des TIC, crédit d’impôt en faveur de la R-D, internationalisation, financement des PME, jeunes entreprises, coûts des faillites, science, entrepreneuriat, innovation
    JEL: F21 G24 O31 O32 O33 O34
    Date: 2013–11–12
    URL: http://d.repec.org/n?u=RePEc:oec:ecoaaa:1094-en&r=sbm
  7. By: Paul O'Sullivan (Department of Economics Finance and Accounting, National University of Ireland, Maynooth)
    Abstract: This paper analyses the incentives of incumbent firms to form a first-mover RJV when faced with possible entry. If entry is accommodated, firms’ relative profits under R&D competition and RJV formation depend on R&D spillovers and firms’ R&D efficiency. RJV formation may make entry unprofitable if spillovers are sufficiently low. If entry is deterred, RJV formation may be more profitable. Similarly, whether accommodation or deterrence is more profitable under RJV formation depends on spillovers and the firms’ efficiency. How welfare is affected by RJV formation depends on whether output is exported or domestically consumed. There may be a role for active government policy to affect market outcomes.
    JEL: D2 L2 L4
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:may:mayecw:n245-13.pdf&r=sbm
  8. By: Kelchtermans, Stijn; Neicu, Daniel; Teirlinck, Peter
    Abstract: This paper sets out to investigate whether firms learn from their peers with respect to managing the R&D process. We do this by considering to what extent firms with similar economic activities and located in the same region mimic peers’ adoption of newly introduced tax credits for R&D, independent from other explanations such as unobserved correlated effects. Using hazard rate models on a dataset of R&D active Belgian companies, we find that there are significant regional and industry-level peer effects from firms that have accessed tax credits on the other enterprises’ probability of doing the same in the future. Specifically, the more companies access tax credits within an industry and region, the higher the probability of their peers doing so in subsequent years. Due to known issues with the econometric identification of peer effects, we use various specifications in order to check the robustness of our results.
    Keywords: R&D tax credits; peer effects; young innovative companies; information diffusion;
    Date: 2013–08–30
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/414984&r=sbm
  9. By: Czarnitzki, Dirk; Rammer, Christian; Toole, Andrew A.
    Abstract: The creation of spinoff companies is often promoted as a desirable mechanism for transferring knowledge and technologies from research organizations to the private sector for commercialization. In the promotion process, policymakers typically treat these “university” spinoffs like industry startups. However, when university spinoffs involve an employment transition by a researcher out of the not-for-profit sector, the creation of a university spinoff is likely to impose a higher social cost than the creation of an industry startup. To offset this higher social cost, university spinoffs must produce a larger stream of social benefits than industry startups, a performance premium. This paper outlines the arguments why the social costs of entrepreneurship are likely to be higher for academic entrepreneurs and empirically investigates the existence of a performance premium using a sample of German startup companies. We find that university spinoffs exhibit a performance premium of 3.4 percentage points higher employment growth over industry startups. The analysis also shows that the performance premium varies across types of academic entrepreneurs and founders’ academic disciplines.
    Keywords: academic entrepreneurship; startups; technology transfer; open science; firm performance; university spinoff policy; human capital; social capital;
    Date: 2013–01
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/377375&r=sbm
  10. By: Andrea Bonaccorsi (Department of Energy and Systems Engineering, University of Pisa, Italy); Cinzia Daraio (Department of Computer, Control and Management Engineering, Universita' degli Studi di Roma "La Sapienza")
    Abstract: In this paper, we investigate a new approach for the measurement of spillovers. The concept of spillovers is central in many theories of geography, innovation and growth, particularly at the regional level. We evaluate the impact of size and intensity of knowledge production, as observed in publications and patents at the sub-regional level, on the efficiency of manufacturing activity. We employ nonparametric and robust conditional measures in efficiency analysis to a unique dataset at the subregional level (province) for Italy. We find that most Italian provinces are located in a region of absence or extremely low impact of knowledge spillovers. Nevertheless, a few provinces with maximum volume in both patents and publications and some medium-sized provinces with high knowledge intensity show knowledge spillovers.
    Keywords: knowledge spillovers, manufacturing industry, growth, efficiency analysis, conditional efficiency, robust nonparametric estimation
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:aeg:report:2013-13&r=sbm
  11. By: Nabila Jawadi; Dominique Bonet-Fernandez
    Abstract: Recent research on virtual teams highlights the importance of high quality relationships to achieve high team performance. For research and development (R&D) virtual project teams, relationships characterized by cooperation and trust are expected to enhance creativity and innovation among team members. The purpose of this paper is to identify variables enabling high quality relationship building in virtual R&D teams and to analyze their influence on team performance. To this end, this study examines the effects of leadership, work organization and communication practices on the quality of the relationship between team members. The theoretical developments are illustrated through a case study of a car development project in a leading French car-making firm. Our findings show that dynamic and positive leadership plays an important role in enhancing relationships between team members. The results also highlight the importance of synchronous meetings and frequent and regular interaction to build cooperative and trusty relationships leading to high performance.
    Keywords: virtual R&D project teams, team performance, relationshipmanagement, leadership, communication.
    Date: 2013–11–14
    URL: http://d.repec.org/n?u=RePEc:ipg:wpaper:40&r=sbm
  12. By: Tannista Banerjee; Ralph Siebert
    Abstract: This study shows that R&D cooperation can be used as an instrument to coordinate drug development portfolios among participating firms, which has crucial implications on the number of drugs offered on the market. Our study puts special attention to the fact that R&D cooperation, formed at different stages throughout the drug development process, have different impacts on the technology and product markets. Using a comprehensive dataset on the pharmaceutical industry, our results show that R&D cooperation formed at the early stages increase the number of R&D projects and the number of drugs launched on the product market. Late stage R&D cooperation, however, have a positive impact on the drug development process and drug variety only in the short run. In the long run, late stage cooperation provoke that firms re-optimize their drug development portfolios which reduces the number of drugs offered on the market.
    Keywords: Drug development; Dynamics; Co-development; Pharmaceutical industry; Product variety; Product market competition; Research and Development cooperation
    JEL: L24 L25 L65 D22
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:abn:wpaper:auwp2013-20&r=sbm
  13. By: Adama Tahirou Younoussi (LACEME - Laboratoire d'études sur la compétitivité économique et le management de l'entreprise - Faculté des sciences juridiques, économiques et sociales de Rabat Souissi); Jamila Jouali (LACEME - Laboratoire d'études sur la compétitivité économique et le management de l'entreprise - Faculté des sciences juridiques, économiques et sociales de Rabat Souissi); Salah Baba Arwata (LACEME - Laboratoire d'études sur la compétitivité économique et le management de l'entreprise - Faculté des sciences juridiques, économiques et sociales de Rabat Souissi)
    Abstract: With the unpredictable business environment, unstable economic conditions and worldwide integration of markets, internationalization activities have become an important way to Moroccan SMEs development and a big challenge for the national agency for SMEs promotion (NAPSME). Despite the implementation of policies aimed at increasing the internationalization capacity of these companies prior to the entry of new players in the domestic market, obstacles remain. By using a data of 64 recognized people working in the field and considered as experts because of their qualifications, experience and positions, we examines the factors influencing Moroccan SMEs internationalization. The results show that various factors including contingency, networking, information and external factors are critical for these organizations internationalization. They also reveal that government support, manager's motivational aspects,industry, geographic proximity, language similarity with other Maghreb countries and their impact on the completion of a transaction have influence on Moroccan SMEs internationalization process.
    Keywords: Influencing factors ; internationalization ; Moroccan SMEs ; Experts
    Date: 2013–09
    URL: http://d.repec.org/n?u=RePEc:hal:journl:hal-00880353&r=sbm
  14. By: Sébastien Gand (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris); Mathias Béjean (Université Paris-Est - Université Paris-Est)
    Abstract: In a period of economic and legitimacy crises for firms, there is a current appeal on alternative firms to the conventional capitalist and hierarchical one, especially ones with a democratic form such as cooperatives. But for a long time the "degeneration" pattern of democratic firms, namely their economic failure or the abandonment of democratic functioning, has been pointed out. Even if such a deterministic rationale has been contested, the main difficulty for democratic firms remains their capacity to overcome degeneration crises. This paper investigates this question through the case of a 400-member democratic professional service firm, studied during three years with an intervention research method. It shows how such a firm designed organizational outcomes to a twofold crisis of performance and governance. It contributes to a better understanding of the conditions of sustainability of democratic firms by emphasizing the possibility of designing new models of cooperation, which integrate various constraints and do not compromise between antagonist logics within the firm.
    Keywords: Corporate Democracy; Cooperation
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:hal:journl:hal-00881721&r=sbm
  15. By: Stephan Brunow (Institute for Employment Research (IAB)); Valentina Nafts (Institute for Employment Research (IAB))
    Abstract: Innovation is a key driver of technological progress and growth in a knowledge-based economy. There are various motives for individual firms to innovate: improving quality secures market leadership, introducing new products leads the firm into new markets, adopting new technologies could be seen as a catch-up strategy within an industry or an improvement of the firm’s own products when the technology adopted is based on ideas from other industries. Firms can perform innovation activities in one or more of these areas or in none of them. We therefore raise the question of what types of firms tend to be more innovative, i.e. which firms innovate in more of these areas. For this purpose we employ firm-level survey data and combine it with administrative data from Germany’s social security system. An ordered logit model is estimated using a variety of characteristics which describe the workforce employed and other firm-related variables, the regional environment where the firm is located, as well as industry and region fixed effects.
    Keywords: firm innovation, labor diversity, ordered logit
    JEL: J44 O31 R12
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:nor:wpaper:2013021&r=sbm
  16. By: Huber, Peter (Austrian Institute of Economic Research); Oberhofer, Harald (University of Salzburg); Pfaffermayr , Michael (University of Innsbruck)
    Abstract: This paper analyzes econometric models of the Davis, Haltiwanger and Schuh (1996) job creation rate. In line with the most recent job creation literature, we focus on employment-weighted OLS estimation. Our main theoretical result reveals that employment-weighted OLS estimation of DHS job creation rate models provides biased marginal effects estimates. The reason for this is that by definition, the error terms for entering and exiting firms are non-stochastic and non-zero. This violates the crucial mean independence assumption requiring that the conditional expectation of the errors is zero for all firms. Consequently, we argue that firm entries and exits should be analyzed with separate econometric models and propose alternative maximum likelihood estimators which are easy to implement. A small-scale Monte Carlo analysis and an empirical exercise using the population of Austrian firms point to the relevance of our analytical findings.
    Keywords: DHS job creation rate; firm size; firm age; maximum likelihood estimation; three-part model; multi-part model; Monte Carlo simulation
    JEL: C18 C53 D22 E24 L25 L26 M13
    Date: 2013–11–15
    URL: http://d.repec.org/n?u=RePEc:ris:sbgwpe:2013_005&r=sbm
  17. By: Joan Crespo; Raphaël Suire; Jérôme Vicente
    Abstract: In a recent literature, the structural properties of knowledge networks have been pointed out as a critical factor for cluster structural changes and long run dynamics. Mixing evolutionary economic geography and network-based approach of clusters, this contribution aims at capturing and discussing the particular influence of hierarchy (degree distribution) and assortativity (degree correlation) in the innovative capabilities of clusters along the industry life cycle. We test our propositions in the field of the mobile phone industry in Europe from 1988 to 2008. We use EPO PATSTAT and OECD REGPAT to capture cluster trends, and R&D relations from European Framework Programs to capture knowledge networks and their evolving structural properties. Our findings provide new insights to understand the organization of clusters over time in order to perform along the industry life cycle.
    Keywords: smart specialization, constructing regional advantage, Regional Cohesion Policy
    JEL: D85 L63 O33 R11
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:egu:wpaper:1323&r=sbm
  18. By: Degryse, Hans; Lu, Liping; Ongena, Steven
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/403373&r=sbm
  19. By: David S. Abrams; Ufuk Akcigit; Jillian Popadak
    Abstract: Prior work suggests that more valuable patents are cited more and this view has become standard in the empirical innovation literature. Using an NPE-derived dataset with patent-specific revenues we find that the relationship of citations to value in fact forms an inverted-U, with fewer citations at the high end of value than in the middle. Since the value of patents is concentrated in those at the high end, this is a challenge to both the empirical literature and the intuition behind it. We attempt to explain this relationship with a simple model of innovation, allowing for both productive and strategic patents. We find evidence of greater use of strategic patents where it would be most expected: among corporations, in fields of rapid development, in more recent patents and where divisional and continuation applications are employed. These findings have important implications for our basic understanding of growth, innovation, and intellectual property policy.
    JEL: K1 L2 O3
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:nbr:nberwo:19647&r=sbm
  20. By: Jan Fagerberg (TIK, University of Oslo; IKE, Aalborg University; CIRCLE, Lund University)
    Abstract: There is no shortage of syntheses or overviews on specific topics within innovation studies. Much more rare are attempts to synthesize the syntheses, i.e., cover the entire area of innovation studies, emphasize the achievements that have been made, discuss the implications for policy and point to developments that require further research. The introductory chapter “Innovation: A Guide to the literature” in The Oxford Handbook of Innovation (2004) was an attempt to do just that. However, as a guide it is by now a bit out of date. This paper is an attempt to update and extend it, taking into account lessons from new research on the development of innovation studies - and the knowledge base underpinning it - as well important additions to this knowledgebase from the last decade. A more elaborate discussion of innovation policy, including its theoretical underpinnings and what it may achieve, has also been added.
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:tik:inowpp:20131119&r=sbm
  21. By: Pascal Le Masson (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris); Sylvain Lenfle (CRG - Centre de recherche en gestion - Polytechnique - X - CNRS : UMR7176); Benoît Weil (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris)
    Abstract: In this paper, we empirically test the proposition that major innovation (MI) capabilities are systemic, dynamic capabilities. We rely on design theories and characterize the systemic, dynamic capabilities as design capabilities that renew a core of stabilized design rules. For the specific case of projects leading to new business development, we conducted a case-control study of 46 historical projects; 26 of these led to new business development, and 20 do not lead to new business development. Utilizing this sample, we show that our measurement model, based on rule-reuse vs. rule-renewal design capabilities, has a good fit. We find that rule-renewal design capabilities are positively related to new business development, whereas rule-reuse design capabilities (maintaining an invariant set of design rules) are independent of new business development. We discuss different combinations of rule-reuse and rule-renewal design capabilities. This paper contributes to the literature on MI capabilities. It also theoretically and methodologically contributes to the analysis of the dynamic capabilities of design activities
    Keywords: major innovation; design capabilities; renewal design capabilities; history; project management principles
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:hal:journl:hal-00881700&r=sbm
  22. By: Della Malva, Antonio; Lissoni, Francesco; Llerena, Patrick
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/322468&r=sbm
  23. By: Kohler, Wilhelm; Smolka, Marcel
    Abstract: Which firms find it optimal to integrate their input suppliers into the firm boundaries of control (vertical integration)? Which firms choose to expand their sourcing activities across the national border (offshoring)? This letter provides novel evidence on these questions based on a Spanish firm-level data set. We find that firms selecting into strategies of vertical integration and of offshoring tend to have been more productive ex ante than firms choosing not to do so. This finding is in line with the recent heterogeneous-firm literature on input sourcing under incomplete contracts. --
    Keywords: vertical integration,offshoring,firm selection,firm productivity
    JEL: F14 F23 L22 L23
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:zbw:tuewef:63&r=sbm
  24. By: Paul O'Sullivan (Department of Economics Finance and Accounting, National University of Ireland, Maynooth)
    Abstract: This paper examines a one-shot game where two symmetric incumbents are faced with possible entry into an industry, where firms may differ in the efficiency of R&D in reducing marginal production costs. The decision facing the incumbents is whether to compete at the R&D stage or to form a RJV. R&D competition may imply that remaining in the market is not viable for the incumbents and the entrant is a monopolist. Conversely, RJV formation may make entry unprofitable and, possibly, increase welfare. The effect on welfare will depend on whether output is exported in its entirety or consumed domestically.
    JEL: D2 L2 L4
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:may:mayecw:n246-13.pdf&r=sbm
  25. By: Marine Agogué (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris); Elsa Berthet (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris, SADAPT - Sciences pour l'Action et le Développement : Activités, Produits, Territoires - Institut national de la recherche agronomique (INRA) : UMR1048 - AgroParisTech); Tobias Fredberg (Management of Organizational Renewal and Entrepreneurship - Chalmers University of Technology); Pascal Le Masson (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris); Blanche Segrestin (CGS - Centre de Gestion Scientifique - MINES ParisTech - École nationale supérieure des mines de Paris); Martin Stoetzel (Chair of Information Systems III - University Erlangen-Nuremberg); Martin Wiener (Chair of Information Systems III - University Erlangen-Nuremberg); Anna Yström (Management of Organizational Renewal and Entrepreneurship - Chalmers University of Technology)
    Abstract: Research has improved our understanding of the managerial challenges inherent in exploratory intermediation. For instance knowledge brokers help to solve well-defined problems based on existing competences. But what if the relevant actor networks are not known, if there is no clear common interest, or if there are only ill-defined, wicked problems and no legitimate common place where they can be discussed? The aim of this paper is to explore these management principles for intermediation of the unknown. Can intermediaries be active when the degree of unknown is high? And if so, what can they do and how can they manage and drive collective innovation? We first build on a review of the literature to highlight common core functions of the different types of intermediaries. Then, we introduce the "degree of unknown" as a new dimension for analyzing the role of intermediaries, and we discuss whether the core functions of the intermediary could be fulfilled when the degree of unknown is very high. Our analysis is based on four different empirical case studies in Sweden, France, and Germany where these functions have been tackled in particular because of the low level of pre-existing knowledge. We describe the managerial challenges these intermediaries face in the unknown and we demonstrate examples of how they have been handled. We conclude by discussing the theoretical and empirical perspectives raised by this work. The paper contributes to the theory of innovation intermediaries by exploring the properties of a form of intermediary for which the degree of unknown is a key contingency variable, and describes management principles for such intermediaries. In this way we characterize a new role -the "intermediary of the unknown" - that may be well spread in practice but scarcely analysed in the literature.
    Keywords: innovation intermediaries; open innovation; collaborative innovation; degree of unknown; innovation management
    Date: 2013
    URL: http://d.repec.org/n?u=RePEc:hal:journl:hal-00881577&r=sbm
  26. By: Jose Claudio Pires; Tulio Cravo; Simon Lodato; Caio Piza
    Abstract: Industrial clusters, which are commonly targeted to receive financial support allocated to locally based development projects, are seen as an effective industrial policy tool for improving productivity and generating employment. Nevertheless, identifying clusters and assessing their economic performance is a challenge for policymakers. This paper aims to address this challenge by identifying the location of clusters based on neighbor relationships and specialization in Brazil and providing some insights on their effects on employment generation. The paper uses both Location Quotient and Local Indicator of Spatial Association to identify potential clusters in 27 industrial sectors in 5564 Brazilian municipalities. In addition, it uses annual municipal panel data for 2006-2009 to assess whether the presence of potential clusters is correlated with employment generation. The results show that clusters located in municipalities whose neighbors have similar industrial structures perform better than those that present industry specialization only.
    Keywords: Industrial cluster, regional economic development, spatial independence
    JEL: C0 R11 R12
    Date: 2013–10
    URL: http://d.repec.org/n?u=RePEc:idb:ovewps:0513&r=sbm
  27. By: Stephan Brunow (Institute for Employment Research (IAB); Bastian Stockinger (Otto-Friedrich University of Bamberg)
    Date: 2013–11
    URL: http://d.repec.org/n?u=RePEc:nor:wpaper:2013022&r=sbm
  28. By: Meyer, M.; Libaers, D.; Thijs, Bart; Grant, K.; Glänzel, Wolfgang; Debackere, Koenraad
    Abstract: This paper seeks to map out the emergence and evolution of entrepreneurship as an independent field in the social science literature from the early 1990’s to 2009. Our analysis indicates that entrepreneurship has grown steadily during the 1990’s but has truly emerged as a legitimate academic discipline in the latter part of the 00’s. The field has been dominated by researchers from Anglo-Saxon countries over the past twenty years, with particularly strong representations from the US, UK, and Canada. The results from our structural analysis, which is based on a core document approach, point to five large knowledge clusters and further 16 sub-clusters. We characterize the clusters from their cognitive structure and assess the strength of the relationships between these clusters. In addition, a list of most cited articles is presented and discussed.
    Date: 2013–04
    URL: http://d.repec.org/n?u=RePEc:ner:leuven:urn:hdl:123456789/397032&r=sbm

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