nep-ipr New Economics Papers
on Intellectual Property Rights
Issue of 2009‒04‒05
eight papers chosen by
Roland Kirstein
Otto von Guericke University Magdeburg

  1. Languages, Fees and the International Scope of Patenting By Harhoff, Dietmar; Hoisl, Karin; van Pottelsberghe de la Potterie, Bruno
  2. Patents versus Subsidies – A Laboratory Experiment By Donja Darai; Jens Grosser; Nadja Trhal
  3. Key Characteristics of the Small Innovative Firm By Andersson, Martin; Lööf, Hans
  4. Working with Distant Researchers – distance and content in university-industry interaction By Broström, Anders
  5. Incentives to Innovate and Social Harm: Laissez-Faire, Authorization or Penalties? By Giovanni Immordino; Marco Pagano; Michele Polo
  6. Determinants of the international influence of a R&D organisation: a bibliometric approach By Aurora A.C. Teixeira; José Sequeira
  7. The measurement of low and high citation impact, or poverty and affluence in citation space By Pedro Albarran; Ignacio Ortuno-Ortin; Javier Ruiz-Castillo
  8. Geographic proximity and firm-university innovation linkages: evidence from Great Britain By Laura Abramovsky; Helen Simpson

  1. By: Harhoff, Dietmar; Hoisl, Karin; van Pottelsberghe de la Potterie, Bruno
    Abstract: This paper analyzes firms’ choices regarding the geographic scope of patent protection within the European patent system. We develop an econometric model at the patent level to quantify the impact of office fees and translation costs on firms’ decision to validate a patent in a particular country once it has been granted by the EPO. These costs have been disregarded in previous studies. The results suggest that both translation costs and fees for validation and renewals have a strong influence on the behavior of applicants. The estimates are then employed to simulate the impact of the London Protocol, a recent policy reform which reduces translation requirements in the European patent system. National validations of patents granted by the EPO are estimated to increase by 29%.
    Keywords: patent fees; patent validation; patents; renewal fees; translation costs
    JEL: O30 O31 O38 O57
    Date: 2009–03
    URL: http://d.repec.org/n?u=RePEc:cpr:ceprdp:7241&r=ipr
  2. By: Donja Darai (Socioeconomic Institute, University of Zurich); Jens Grosser (Departments of Political Science and Economics, Florida State University); Nadja Trhal (Economics Department, University of Cologne)
    Abstract: This paper studies the effects of patents and subsidies on R&D investment decisions. The theoretical framework is a two-stage game consisting of an investment and a market stage. In equilibrium, both patents and subsidies induce the same amount of R&D investment, which is higher than the investment without governmental incentives. In the first stage, the firms can invest in a stochastic R&D project which might lead to a reduction of the marginal production costs and in the second stage, the firms face price competition. Both stages of the game are implemented in a laboratory experiment and the obtained results support the theoretical predictions. Patents and subsidies increase investment in R&D and the observed amounts of investment in the patent and subsidy treatment do not differ significantly across both instruments. However, we observe overinvestment in all three treatments. Observed prices in the market stage converge to equilibrium price levels.
    Keywords: R&D investment, oligopoly, patents, subsidies, experiment
    JEL: C90 L13 O31
    Date: 2009–03
    URL: http://d.repec.org/n?u=RePEc:soz:wpaper:0905&r=ipr
  3. By: Andersson, Martin (CESIS - Centre of Excellence for Science and Innovation Studies, Royal Institute of Technology); Lööf, Hans (CESIS - Centre of Excellence for Science and Innovation Studies, Royal Institute of Technology)
    Abstract: Despite broad agreement on the strategic role of SMEs (Small and Medium Sized Enterprises) in industrial renewal processes, the lack of systematized and comprehensive information on the nature and level of small innovative firms is striking. This bias is partly explained by an empirical shadow created by the limited availability of good, detailed data for comparable firm-level analyses. Based on extensive matched databases, the purpose of this paper is to provide new insights into the roles of micro and small innovative firms in research-based as well as tradition-based manufacture. The data consists of close to 160 000 observations of manufacturing firms in Sweden over the period 2000-2006, including information on innovation activities captured by patent applications, firm characteristics, international trade and the regional milieu.
    Keywords: Innovation; Innovative Firms; Entrepreneurship; Small firms; Intellectual Property Rights; Technology Transfer; Location
    JEL: F43 L26 M13 O31 O34
    Date: 2009–03–25
    URL: http://d.repec.org/n?u=RePEc:hhs:cesisp:0175&r=ipr
  4. By: Broström, Anders (CESIS - Centre of Excellence for Science and Innovation Studies, Royal Institute of Technology)
    Abstract: This paper studies the role of geographic proximity for interaction on R&D, by exploring the special case of university-industry contacts. While numerous studies find that geographic proximity facilitates spillover effects between university and industry by utilising evidence from e.g. patenting and publishing activities, the geographical dimension is largely understudied in studies that report evidence from direct interaction. To explore when geographical proximity matters for university-industry interaction, a series of interviews with R&D managers in Swedish engineering firms is conducted. These interviews suggest that linkages in geographical proximity are more likely to generate impulses to innovation and create significant learning effects at the firm. Similarly, geographic proximate interaction is more likely to successfully contribute to R&D projects with short time to market. For long-term R&D projects, geographic proximity is generally seen as a less critical factor. A survey to 425 R&D managers in Swedish engineering firms provides evidence that supports these hypotheses.
    Keywords: R&D collaboration; innovation collaboration; university; technology transfer
    JEL: L21 L23 O32
    Date: 2009–03–25
    URL: http://d.repec.org/n?u=RePEc:hhs:cesisp:0173&r=ipr
  5. By: Giovanni Immordino (Università di Salerno and CSEF); Marco Pagano (Università di Napoli Federico II, CSEF, EIEF and CEPR); Michele Polo (Università Bocconi di Milano, IGIER and CSEF)
    Abstract: We analyze optimal policy design when firms' research activity may lead to socially harmful innovations. Public intervention, affecting the expected profitability of innovation, may both thwart the incentives to undertake research (average deterrence) and guide the use to which innovation is put (marginal deterrence). We show that public intervention should become increasingly stringent as the probability of social harm increases, switching first from laissez-faire to a penalty regime, then to a lenient authorization regime, and finally to a strict one. In contrast, absent innovative activity, regulation should rely only on authorizations, and laissez-faire is never optimal. Therefore, in innovative industries regulation should be softer.
    Keywords: innovation, liability for harm, safety regulation, authorization
    JEL: D73 K21 K42 L51
    Date: 2009–03–25
    URL: http://d.repec.org/n?u=RePEc:sef:csefwp:220&r=ipr
  6. By: Aurora A.C. Teixeira (CEF.UP, Faculdade de Economia, Universidade do Porto; INESC Porto); José Sequeira (Porto Vivo - Sociedade de Reabilitação Urbana (SRU); INESC Porto)
    Abstract: Traditionally, studies on the influence and impact of knowledge-producing organisations have been addressed by means of strict economic analysis, stressing their economic impact to a local, regional or national extent. In the present study, an alternative methodology is put forward in order to evaluate the international scientific impact and influence of a knowledge-producing and -diffusing institution. We introduce a new methodology, based on scientometric and bibliometric tools, which complement traditional assessments by considering the influence of a R&D institution when looking at the scientific production undertaken and the recognition of its relevance by its international peer community. Focusing on the most prolific scientific areas of INESC Porto, and resorting to published scientific work recorded in the Science Citation Index (SCI), we show that INESC Porto has enlarged its international scientific network. The logit estimations demonstrate that the wide geographical influence of INESC Porto scientific research is a result not of its international positioning in terms of co-authorships, but rather a result of the quality of its scientific output.
    Keywords: Impact and influence assessment methods; R&D Institutions; Bibliometrics, Scientometrics; knowledge network; INESC Porto
    JEL: O39 C81 L31
    Date: 2009–03
    URL: http://d.repec.org/n?u=RePEc:por:fepwps:319&r=ipr
  7. By: Pedro Albarran; Ignacio Ortuno-Ortin; Javier Ruiz-Castillo
    Abstract: This paper presents two new graphical devices to describe the lower and the upper tail of a citation distribution, as well as a novel methodology to compare the research performance of two sets of scientists. The key to these contributions is the identification of a citation distribution in any scientific field with an income distribution. Then the approach to poverty measurement developed by economists since Sen (1976) serves to evaluate the lower tail or low impact sector of the citation distribution. The upper tail, or the high impact sector of that distribution is evaluated by means of, say, an affluence measurement approach that is seen to be the reverse of the poverty one. The paper illustrates this methodology comparing the performance of U.S. and European researchers in the nineteen natural sciences, the two social sciences and the Arts and Humanities category distinguished by Thomson Scientific. The critical value of the citation distribution, or the number of citations that separates the low from the high impact articles, is taken to be the one corresponding to the 70th percentile of the world citation distribution. For all values below or equal to the critical one, in 19 fields the low impact of the citation distribution is found to be larger in Europe than in the U.S. according to any low impact indicator in a large class of admissible measures. For all values above the critical one, in 20 fields the high impact of the citation distribution is found to be larger in the U.S. than in Europe according to any high impact indicator in a similarly large admissible class.
    Date: 2009–03
    URL: http://d.repec.org/n?u=RePEc:cte:werepe:we090703&r=ipr
  8. By: Laura Abramovsky (Institute for Fiscal Studies); Helen Simpson (Institute for Fiscal Studies and CMPO, Bristol)
    Abstract: <p><p>We investigate evidence for spatially mediated knowledge transfer from university research. We examine whether firms locate their R&D labs near universities, and whether those that do are more likely to co-operate with, or source knowledge from universities. We find that pharmaceutical firms locate R&D near to frontier chemistry research departments, consistent with accessing localised knowledge spillovers, but also linked to the presence of science parks. In industries such as chemicals and vehicles there is less evidence of immediate co-location, but those innovative firms that do locate near to relevant research departments are more likely to engage with universities.</p></p>
    Keywords: Innovation, geography, spillovers, public research
    JEL: O3 R11 R13 I23
    Date: 2009–01
    URL: http://d.repec.org/n?u=RePEc:ifs:ifsewp:09/03&r=ipr

This nep-ipr issue is ©2009 by Roland Kirstein. It is provided as is without any express or implied warranty. It may be freely redistributed in whole or in part for any purpose. If distributed in part, please include this notice.
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